Details for Job Order Number 68520:

Job Title: AVP Legal and Compliance Officer
Locations: New York, New York
Job Type: Direct
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Opportunity to work at one of the world’s leading investment firms. The AVP will work closely with the CCO, General Counsel, and others on the Real Estate Legal and Compliance team.

Responsibilities:

  • Oversee the review of marketing materials (FINRA , investor communications and other fundraising related materials (primary responsibility)
  • Supervise and manage a small team of full-time marketing review professionals
  • Oversee and provide counsel on legal aspects of fund registration and related legal matters
  • Draft, review and coordinate certain regulatory filings (e.g., Form ADV)
  • Provide advice and counsel relating to launching new business initiatives

Qualifications:                                   

  • J.D. with strong academic credentials
  • At least 2 years of prior experience at a law firm and/or investment management firm