Details for Job Order Number
68523:
Job Title: |
Americas Head of Control Room |
Locations: |
New York, New York |
Job Type: |
Direct |
|
|
- Lead the Americas Control Room team and work closely with regional Control Rooms
- Maintain information barriers and global restrictions
- Review research and oversee the bank's compliance with the Global Research Settlement, including coordinating and monitoring communications between research analysts and bankers
- Assist in conflict management
- Liaise with other compliance and control teams to provide compliance advice to investment banking, capital markets and research and respond to relevant regulatory requests
- Ensure appropriate documentation and training of Control Room activities as well as globally consistent standards, where appropriate
|