Details for Job Order Number 68523:

Job Title: Americas Head of Control Room
Locations: New York, New York
Job Type: Direct
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  • Lead the Americas Control Room team and work closely with regional Control Rooms
  • Maintain information barriers and global restrictions
  • Review research and oversee the bank's compliance with the Global Research Settlement, including coordinating and monitoring communications between research analysts and bankers
  • Assist in conflict management
  • Liaise with other compliance and control teams to provide compliance advice to investment banking, capital markets and research and respond to relevant regulatory requests
  • Ensure appropriate documentation and training of Control Room activities as well as globally consistent standards, where appropriate