Job Title: | CCAR Auditor |
Locations: | New York, New York |
Job Type: | Direct |
Key responsibilities: · Support the Vice President in scoping the audit where necessary. · Identify, assess & document risks and controls. · Complete testing. · Evaluate the design and operating effectiveness of controls & document this understanding in the BIA audit toolkit. · Update the Vice President and audit team with progress and observations. · Write high quality audit observations and support the Audit Lead in writing the report. · Provide suggestions to management for actions to address control issues identified. · Proactively take on additional tasks as requested by Vice Presidents/Directors/Managing Directors. · Suggest practical ways of improving the work they do and apply where appropriate. Essential Experience: · Undergraduate degree and/or Industry qualifications (e.g. CFA , FRM, CIA, CISA, series 3,7, 24, 63) · 4+ years experience in a market or credit risk roles, or in auditing of financial risk processes – primarily focused on Investment Banking and the relevant financial products coupled with a sound understanding of the relevant risks · 2+ years experience / specialist regulatory knowledge in one or more of: Basel, Dodd Frank, CCAR Preferred experience: · Masters Degree or other advanced academic learning especially in finance or quantitative disciplines · Knowledge about new and emerging financial products and services · Project management experience and ability to conduct complex work under pressure · Some knowledge of finance, risk, and/or statistics · Practical understanding of relevant regulatory environment · Proven track record of high performance in previous roles · Strong oral and written communication skills |