Key responsibilities:

· Support the Vice President in scoping the audit where necessary.

· Identify, assess & document risks and controls.

· Complete testing.

· Evaluate the design and operating effectiveness of controls & document this understanding in the BIA audit toolkit.

· Update the Vice President and audit team with progress and observations.

· Write high quality audit observations and support the Audit Lead in writing the report.

· Provide suggestions to management for actions to address control issues identified.

· Proactively take on additional tasks as requested by Vice Presidents/Directors/Managing Directors.

· Suggest practical ways of improving the work they do and apply where appropriate.

Essential Experience:

· Undergraduate degree and/or Industry qualifications (e.g. CFA , FRM, CIA, CISA, series 3,7, 24, 63)

· 4+ years experience in a market or credit risk roles, or in auditing of financial risk processes – primarily focused on Investment Banking and the relevant financial products coupled with a sound understanding of the relevant risks

· 2+ years experience / specialist regulatory knowledge in one or more of: Basel, Dodd Frank, CCAR

Preferred experience:

· Masters Degree or other advanced academic learning especially in finance or quantitative disciplines

· Knowledge about new and emerging financial products and services

· Project management experience and ability to conduct complex work under pressure

· Some knowledge of finance, risk, and/or statistics

· Practical understanding of relevant regulatory environment

· Proven track record of high performance in previous roles

· Strong oral and written communication skills